for every nonzero element in its field of fractions , either or ;
the ideals of are totally ordered by inclusion;
the principal ideals of are totally ordered by inclusion.
These equivalences are not difficult to establish. For example, if 1. holds and are distinct ideals, then some element belongs to one but not the other, say , . Then for each , the condition leads to which is false; therefore , whence , and we conclude . That 2. implies 3. is trivial, and if 3. holds and , write where , and conclude either or , where in the former case and in the latter.
Suppose , are nonzero non-invertible elements of . Either or belongs to , say . Then belongs to as well. If were a unit of , it would follow that belongs to , i.e., both and belong to , so that is a unit of , contradiction. It follows that non-unit elements of are closed under addition. It is also clear that if is a non-unit element of and is any element of , then is a non-unit element of . Therefore the non-units form an ideal of , clearly the unique maximal ideal of .
A valuation ring is integrally closed in its field of fractions .
Suppose satisfies an equation where the belong to . Either or belongs to , and if belongs to , then so does because
and this completes the proof.
A valuation ring is a Prüfer domain?.
Local rings often arise as stalks of sheaves of real or complex-valued functions, and similarly, some of the more interesting examples of valuation rings arise by considering germs of functions at an “ideal” point, for example at an ultrafilter or infinite point where the functions are not formally defined. Examples such as these are often rich sources of rings and fields with infinitesimal elements. The following example should give the flavor of this phenomenon.
Consider the class of all functions which can be defined by a first-order formula, starting with the basic operations , any constant , and the relations and . This is an enormous class of functions: it includes the logarithm function and any function which can be built from polynomials, exponentials, and logarithms using the four basic arithmetic operations and composition, and also implicitly defined functions such as:
and many, many more. Of interest are rates of growth (cf. O notation?) of these functions, or, at an even more refined level, the precise ordering of these functions when is large. A quite remarkable and deep fact is the following:
Any such definable function is either positive for all sufficiently large , for all sufficiently large , or negative for all sufficiently large .
This theorem implies that the germs at infinity of such functions (-equivalence classes of functions where if for all sufficiently large ) form a totally ordered field, in fact a real closed field. The real numbers are embedded in this field as germs of constant functions, but lying between ordinary real numbers are other “numbers” infinitesimally close to reals, such as , , as well as infinite numbers such as .
Sitting inside this field is the valuation ring of germs of bounded definable functions, in other words the ring of finite “numbers”, which contains infinitesimals of incredibly rich variety.
Such examples are close in spirit to hyperreal numbers, which form a considerably larger real closed field. In this case, the procedure is similar, except that one takes germs of all functions in the neighborhood of a non-principal ultrafilter on , which can be considered an ideal point at “infinity”. This is called an ultrapower of the standard real numbers. Again the finite hyperreals form a valuation ring sitting inside.
(also called multiplicative or exponential valuation)
The nonzero elements of may be partially ordered as follows: write if belongs to . For any two nonzero elements , of , exactly one of the following conditions holds:
is a non-unit of ;
is a unit of : and belong to ;
is a non-unit of .
We call this the trichotomy law. Thus, if we write for the units of , it follows from trichotomy that the partial order on descends to a total order on the quotient group . This totally ordered group is called the value group of the valuation ring . When the value group is isomorphic to , the ring is called a discrete valuation ring. Many local rings which arise in practice, for example localizations of rings of algebraic integers with respect to a prime ideal , or their completions as rings of -adic integers , are discrete valuation rings.
We may then define a valuation function
where is the coset if , and . The codomain becomes a totally ordered monoid if is regarded as the bottom element and is absorbent ( for all ). This function satisfies the following conditions:
if and only if ;
Let us return to our earlier example of a valuation ring , consisting of germs of bounded functions which are first-order definable in the theory of the reals as ordered field with exponentiation. Two “numbers” , have the same coset, , if both and are bounded. But this is precisely to say is and is .
Thus, the elements of the value group in this case can be described as the various “rates of growth” of definable functions. The order relation is that if is . Thus the classical analysis notion of ‘O notation’ fits within the theory of valuation rings.
Rates of growth, as elements of the value group , can also be regarded as “numbers” containing infinitesimal and infinite quantities. Thus, ordinary real numbers would correspond to rates of growth of power functions , whereas the rate of growth is infinitesimal and the rate of growth of is infinite. The fact that rates of growth of definable functions are totally ordered is essentially due to G.H. Hardy, and in his honor, fields of germs of definable functions are frequently called “Hardy fields”.
Quite generally, we may define a valuation on a field to be a function
(where is a totally ordered group, extended to a totally ordered monoid as above), satisfying conditions 1 - 4 listed above. Two valuations , are equivalent if there is an isomorphism
of totally ordered monoids such that . In fact, valuations may be preordered: if we regard as a special sort of group homomorphism , then define if there is a surjective homomorphism of ordered groups such that .
From the data of a valuation on , we may construct a valuation ring inside :
where is the identity element of . (The fact that is a ring follows straightforwardly from the axioms 1 - 3, and that is a valuation ring follows from the fact that is totally ordered.)
In summary, we have the following result whose proof is straightforward:
There is a natural bijective correspondence between equivalence classes of valuations on and valuation rings in .
To express the naturality more precisely: there are two functors
from fields to posets. Here assigns to a field the poset of equivalence classes of valuations on , where the partial order is inherited from the preorder described above; assigns to a field the poset of valuation rings inside , ordered by inclusion. If is a field homomorphism, then takes a valuation ring to the valuation ring , and is defined similarly. The proposition asserts that the functors , are naturally isomorphic. We freely conflate them, denoting either functor as .
The algebraic notion of Riemann surface from 19th century is constructed in a way in which valuations are used to construct points of Riemann surfaces over various fields. See Riemann surface via valuations.
There is a very general construction which takes as input an arbitrary field and a totally ordered abelian group , and produces as output a valuation ring whose value group is naturally identified with . This is the ring of Hahn series, see there.
A. Fröhlich, J. W. S. Cassels (editors), Algebraic number theory, Acad. Press 1967, with many reprints; Fröhlich, Cassels, Birch, Atiyah, Wall, Gruenberg, Serre, Tate, Heilbronn, Rouqette, Kneser, Hasse, Swinerton-Dyer, Hoechsmann, systematic lecture notes from the instructional conference at Univ. of Sussex, Brighton, Sep. 1-17, 1965.
Serge Lang, Algebraic number theory. GTM 110, Springer 1970, 2000
O. Zariski, Samuel, Commutative algebra
There are also noncommutative versions, which the nLab may get around to at some point. ↩