In any context it is of interest to ask which kind of morphisms
arise as pullbacks along a classifying morphism to some universal object of some universal morphism
The Grothendieck construction describes this in the context of Cat: a morphism of categories – i.e. a functor – is called a fibered category or Grothendieck fibration if it is encoded in a pseudofunctor/2-functor .
The reconstruction of from the pseudofunctor is the Grothendieck construction
which is a 2-functor from the 2-category of pseudofunctors to the overcategory of Cat over .
The essential image of this functor consists of Grothendieck fibrations and this establishes an equivalence of 2-categories
between 2-functors and Grothendieck fibrations over .
When restricted to pseudofunctors with values in Grpd Cat this identifies the Grothendieck fibrations in groupoids
This equivalence notably allows one to discuss stacks equivalently as pseudofunctors or as groupoid fibrations (in each case satisfying a descent condition with respect to a Grothendieck topology on ).
The Grothendieck construction is one of the central aspects of category theory, together with the notions of universal constructions such as limit, adjunction and Kan extension. It is expected to have suitable analogs in all sufficiently good contexts of higher category theory. Notably there is an (∞,1)-Grothendieck construction in (∞,1)-category theory.
Let Cat be the 2-category of categories, functors and natural transformations. In line with the philosophy of generalized universal bundles, the “universal Cat-bundle” is . Here denotes the (2-)category of “lax-pointed” categories, also known as the “lax slice” of under the terminal category . Its objects are pointed categories, i.e. pairs where is a category and is an object of , and its morphisms are pairs where is a functor and is a morphism in . The projection is just the forgetful functor.
Then if is a pseudofunctor from a category to , the Grothendieck construction for is the (strict) 2-pullback of along :
This means that
the objects of are pairs , where and
and morphisms in are given by pairs . This may be visualized as
This extends to a 2-functor between bicategories
from pseudofunctors on to the overcategory of Cat over .
The more commonly described version of this construction works instead on contravariant pseudofunctors, i.e. pseudofunctors . In this case we use instead the “universal -cobundle” , where is the colax slice, whose objects are again pointed categories , but whose morphisms are pairs where and . Now the 2-pullback
describes a 2-functor
In this case,
the objects of are again pairs , where and , but
the morphisms in from to are pairs .
The Grothendieck construction on is equivalently the oplax colimit of . That means that for each category there is an equivalence of categories
that is natural in , where is the constant functor with value . (See oplax colimit for an explanation of why lax natural transformations appear in the definition of an oplax colimit.)
A lax natural transformation from to is given by
such that is the isomorphism given by pseudofunctoriality of , and that if , is a composable pair in , then is equal to the obvious pasting of and .
We want to show that to each such lax transformation there corresponds an essentially unique functor . So firstly, given as above, let be the functor that sends to , and acts on arrows as
That is a functor follows from the coherence properties of with respect to identities and composition in .
Conversely, if is a functor, we get a lax transformation as follows:
As one might expect, the coherence conditions on the resulting follow from the functoriality of .
It is then easy to check that these two mappings form a bijection between the objects of and .
As for the morphisms involved, the modifications between lax transformations and the natural transformations between functors, it is straightforward to show that these are in bijective correspondence too. Hence we have shown that the above equivalence holds.
By inspecting the above proof, it is easy to see that the lax transformation associated to a functor is a pseudonatural transformation if and only if the functor inverts (i.e. sends to an isomorphism) each member of the class of morphisms of whose second component is an identity. (These are in fact the opcartesian morphisms with respect to the projection .) The localization is therefore the (weak) 2-colimit of :
This last result appears in SGA4 Exposé VI, Section 6.
One can characterize the image of the Grothendieck construction as consisting precisely of those objects in that are Grothendieck fibrations.
We recall the definition of the bicategory of Grothendieck fibrations and pseudofunctors and and then state the main equivalence theorem.
A pseudofunctor from a 1-category to a 2-category (bicategory) is nothing but a (non-strict) 2-functor between bicategories, with the ordinary category regarded as a special bicategory.
We write for the 2-functor 2-category from the opposite category of to (the here is just convention):
objects are pseudofunctors ;
morphism are pseudonatural transformations;
2-morphism are modifications.
A functor is a Grothendieck fibration if for every object and every morphism in there is a morphism in that lifts in that and which is a Cartesian morphism.
A morphism of Grothendieck fibrations is
a functor
such that
sends Cartesian morphisms to Cartesian morphisms;
the diagram
in Cat commutes (strictly).
a 2-morphism between morphism is a natural transformation of the underlying functors, that also makes the obvious diagram 2-commute, i.e. such that is trivial.
Compositions are those induced from the underlying functors and natural transformations.
This defines the 2-category of Grothendieck fibrations
over , being a 2-subcategory of the overcategory of Cat over .
Cartesian lifts are not required to be unique, but are automatically unique up to a unique vertical isomorphism connecting their domains.
The Grothendieck construction factors through Grothendieck fibrations over
and establishes an equivalence of bicategories
In fact, it is more than that: it is an equivalence of strict 2-categories, in the sense of strict 2-category theory, i.e. an equivalence of -enriched categories.
When restricted to pseudofunctors that factor through Grpd it factors through fibrations in groupoids
and establishes a similar equivalence
This can be verified by straightforward albeit somewhat tedious checking. Details are spelled out in section 1.2 of
The statement itself is theorem 1.3.6 there, all definitions and lemmas are on the pages before that.
For the case of pseudofunctors with values in groupoids, there is a model category version of the Grothendieck construction discussed in
There the statement of the above equivalence is the statement that the Grothendieck equivalence exhibits a Quillen equivalence between suitable model category structures on functors from and to .
This model category incarnation of the Grothendieck construction generalizes to a model category presentation of the (∞,1)-Grothendieck construction.
The Grothendieck construction functor
has a left and a right adjoint functor.
Restricted to Grothendieck fibrations and fibrations in groupoids, both of these exhibit the above equivalences as adjoint equivalences. Notice that much of the traditional literature discusses (just) the right adjoint.
The left adjoint is the functor
that assigns to a functor the presheaf which sends to the comma category
i.e.
This functor may equivalently be expressed as follows.
For given consider the (3,1)-pushout
of (2,1)-categories , where is with one terminal object adjoined (a join of categories). (Here , and are 1-catgeories regarded trivially as -categories and where will in general be a (2,1)-category with nontrivial 2-morphisms).
We have
And hence the left adjoint to the Grothendieck construction may be realized as the assignment that sends to the pseudofunctor
It is convenient to compute the weak pushout by embedding the situation from Cat into the bigger context of (∞,1)-categories and using the model of that provided by sSet: the model structure for quasi-categories. This also facilitates the generalization of the argument from 1-categories to higher categories.
So consider equivalently the weak pushout diagram
of quasi-categories, where is the nerve operation and where is the join of simplicial sets of with the point.
By the general yoga of homotopy colimits (see there for details) we know that this -pushout here may be computed as an ordinary pushout in the 1-category sSet if the pushout diagram has the property that
all three objects are cofibrant;
at least one of the two morphisms is a cofibration
in the model structure for quasi-categories .
But this is trivially verified since the cofibrations in are just the monomorphisms in sSet: the degreewise injective maps of simplicial sets. So every object in is cofibrant and the inclusion is a cofibration.
(The same conclusion would hold for the same simple reasons in the standard model structure on simplicial sets .)
From this it follows that simply because we passed from categories to their nerves, the computation of the weak pushout reduces to the computation of an ordinary pushout (one may think of passing to nerves as providing a cofibrant replacement: since in the nerve all composition of k-morphisms is “freed”, the nerve is a suitably “puffed up” version of a category that is suitable for computing -pushouts).
So we are reduced to computing the ordinary pushout
in sSet. The fibrant replacement of is then the nerve of the bicategory that we are after.
As recalled at limits and colimits by example in the section limits in presheaf categories, colimits (and hence pushouts) in the presheaf-category sSet are computed for each object as ordinary colimits in Set.
For we see that is the collection of objects of and one additional vertex :
For similarly we find that consists of the 1-cells in in and in addition of one 1-cell for each with (this 1-cell is really the terminal 1-cell in but with its source re-interpreted as being according to the identification of as above). In the fibrant replacement of the composite of original 1-cells and the new 1-cells will be freely added, so that the general 1-morphism will consist of a 1-morphism in together with a lift of to . This is just as in the comma category .
For we have in the 2-cells in as well as one 2-cell
for each 1-cell in with = .
In particular this means that if is a morphism in and is a morphism in , then the composite in is homotopic to any compatible direct morphism in .
This means that forming the fibrant replacement of in will not throw in superfluous 1-morphisms on top of those we already discussed in the previous paragraph…
Now furthermore…
This formulation of the Grothendieck construction as an adjunction
with the left adjoint given by hom-objects in a pushout object as above is the starting point for the vertical categorification described at (∞,1)-Grothendieck construction.
The analog of the Grothendieck construction one categorical dimension down is the category of elements of a presheaf.
The analog of the Grothendieck construction for (∞,1)-categories is described at Cartesian fibration and at universal fibration of (∞,1)-categories.
The correspondence between -categorical cartesian fibrations and (∞,1)-presheaves is modeled by the Quillen equivalence between the model structure on marked simplicial over-sets and the projective global model structure on simplicial presheaves.
For more details see
The term ‘Grothendieck Construction’ is applied in the literature to at least two very different constructions (and as Grothendieck introduced so many new ideas and constructions to mathematics, perhaps there are others!). One concerns the construction of a fibered category from a pseudofunctor and will be treated in more detail in the entry on Grothendieck fibration. The other refers to constructing the Grothendieck group is in the context of K-theory from isomorphism classes of vector bundles on a space by the introduction of formal inverses, ‘virtual bundles’. This constructs an Abelian group from the semi-group of isomorphism classes.
A representable functor maps under the Grothendieck construction to the slice category . The corresponding fibrations are also called representable fibered categories.
Grothendieck construction
Standard references are in
See also
A model category presentation of the Grothendieck construction is given in