noncommutative topology, noncommutative geometry
noncommutative stable homotopy theory
genus, orientation in generalized cohomology
A bounded linear operator between Banach spaces is Fredholm if it has finite dimensional kernel and finite dimensional cokernel.
Some (older) text may also require that the image of be closed, but that is in fact implied by the cokernel of having finite dimension (cf. Prop. below). Moreover, some (older) texts do not require to be bounded, but just ask that it be closed with dense domain of definition (e.g. Schechter 1967 §1).
The difference between the dimensions of the kernel and the cokernel of a Fredholm operator is called its index (the Fredholm index)
Elliptic operators on compact manifolds are naturally Fredholm, when understood between the appropriate Sobolev spaces.
charged vacua of free Dirac field in Coulomb background are characterized by Fredholm operators
(cf. Atiyah 1967 p. 153-4, Murphy 1990 Thm. 1.4.7)
The topological subspace of Fredholm operators (in the space of bounded linear operators equipped with the norm topology) is open.
On this subspace with its subspace topology, the Fredholm index (Def. ) is a continuous map.
In other words, Prop. says that given a Fredholm operator then there exists a real number such that every bounded linear operator with operator norm is itself Fredholm of the same index.
(Murphy 1990 Thm. 1.4.8)
In other words, Prop. says that Banach spaces with Fredholm operators between them form a category on which the Fredholm index is a functor to the delooping groupoid of the integers; hence the endomorphic Fredholm operators form a monoid with the Fredholm index being a homomorphism of monoids.
An equivalent characterization of Fredholm operators is the following:
A parametrix of a bounded linear operator is a reverse bounded operator which is an “inverse up to compact operators”, i.e. such that and are both compact operators.
(Atkinson's theorem)
A bounded linear operator between Banach spaces is Fredholm, def. , precisely if it admits a parametrix, def. .
(Atiyah-Jänich theorem)
The space of Fredholm operators on a (countably infinite-dimensional, separable, complex) Hilbert space is a classifying space for topological K-theory :
For a compact Hausdorff space, the homotopy classes of continuous maps from to are in natural bijection with
where is an -parameterized enhancement of the Fredholm index.
Several variants of the ordinary space of Fredholm operators retain the same homotopy type and hence all serves as classifying spaces for topological K-theory, but differ in further properties they have, cf. Atiyah & Segal 2004 §3.
A definition which makes a good classifying space also for twisted K-theory and equivariant K-theory is the following:
Given any -graded infinite-dimensional (separable complex) Hilbert space , write for the set of bounded linear operators which are
odd-graded: ,
idempotent up to compact operators: ,
equipped with the topology of the topological subspace, via
of the product space of the spaces of
bounded linear operators, , equipped with the compact-open topology and
compact operators, , equipped with the norm topology:
In view of Def. and Prop. , the condition in Def. asserts that not just has a parametrix, but is its own parametrix. Or rather, together with the condition that is odd, hence with , it says that and are parametrices of each other.
Indeed the Fredholm index map on assigns the Fredholm index (Def. ) of one of these components (say ). (This follows by tracing through the equivalences indicated in AS04 §3.)
Finally, together with the grading, the condition implies that in fact , whence the index is actually just (the dimension of) the kernel of , but regarded as (the dimension of) a virtual vector space.
The following is a digest of Booß-Bavnbek & Wojciechowski 1993.
All linear operators in the following act on a given separable countably infinite-dimensional complex Hilbert space.
Consider and denote:
— the space of bounded operators,
— the subspace of compact operators,
— the Calkin algebra regarded as a -algebra,
— the quotient coprojection,
— the group of units of the Calkin algebra,
— the subgroup of self-adjoint elements,
— the subgroup of elements with purely positibe/negative essential spectrum,
— the remaining subspace, of elements whose essential spectrum is both positive and negative,
— the unitary group of the Calkin algebra,
— the group of self-adjoint unitary elements of the Calkin algebra
— the group of self-adjoint unitary elements of the Calkin algebra with purely positive/negative essential spectrum,
— the group of self-adjoint unitary elements of the Calkin algebra with both positive and negative essential spectrum,
— the space of Fredholm operators,
— the subspace of self-adjoint Fredholm operators,
— the subspace of operators with purely positive/negative essential spectrum,
— the remaining subspace, that of operators with both positive and negative essential spectrum,
We have homeomorphisms:
For any base point, the conjugation action map
is a fiber bundle (in fact a principal bundle) with typical fiber .
(Booß-Bavnbek & Wojciechowski 1993, following Atiyah & Singer 1969, see also DSBW23 section 8.3)
Recall the notation (from above) for the space of self-adjoint Fredholm operators with both positive and negative essential spectrum.
The further subspace of self-adjoint Fredholm operators
(whose essential spectrum is not just positive and negative but actually concentrated at and , and whose operator norm is unity) is a deformation retract.
The exponential map
(from (1) to the image under negation of the unitary Fredholm group) is a homotopy equivalence.
Observe that if satisfies , hence if not just its essential spectrum but the actual spectrum is , then (by Euler's formula)
For the first statement: These operators are equivalently choices of direct sum decompositions . The space of these is the Grassmannian — but U(ℋ) is contractible (Kuiper's theorem).
For the second statement: Since all spaces of operators in question are metric spaces (via the operator norm) they are perfectly normal Hausdorff spaces. Moreover, is a closed subspace (being the preimage of under the map ). Therefore it is sufficient (by this Prop.) to see that the inclusion is a strong deformation retract of a neighbourhood (this Def.). That neighbourhood may be taken to be the invertible operators among , and the retraction may then be given by functional calculus, shifting all points in the spectrum to their sign in .
Hence we can sharpen Prop. to:
(Fredholm representative of )
Regarding
— the 3-sphere as the one-point compactification of the closed 3-ball,
— the closed 3-ball as the closed unit ball in the space of imaginary quaternions,
— via the Pauli matrices ,
by forming the Hilbert space direct sum ,
then Cor. implies that we have a map
But the total map now is now essentially just the exponential map from the unit ball in the Lie algebra to the Lie group SU(2) and as such represents a generator of
This construction (in consequence of Atiyah & Singer 1969 Prop. 3.3) follows SS26 §4.3.3, completing a suggestion by Witten 2001 p. 6-8 following Hořava 1998 (3.7, 3.17).
Fredholm operators generalize to Fredholm complexes. A finite chain complex
of Banach spaces and bounded linear operators between them is said to be a Fredholm complex if the images are closed and the chain homology of the complex is finite dimensional. The Euler characteristic (the alternative sum of the dimensions of the homology groups) is then called the index of the Fredholm complex. Each Fredholm operator can be considered as a Fredholm complex concentrated at zero. Each Fredholm complex produces a Fredholm operator from the sum of the even- to the sum of the odd-numbered spaces in the complex.
One can consider Fredholm almost complexes, where is not zero but the image of that operator is compact. Out of every Fredholm almost complex one can make a complex by correcting the differentials by compact perturbation terms. Elliptic complexes give examples of Fredholm complexes.
The concept of Fredholm operators originates with and is named after:
Textbook accounts:
Ronald G. Douglas: Compact Operators, Fredholm Operators, and Index Theory, chapter 5 in Banach Algebra Techniques in Operator Theory, Pure and Applied Mathematics 49 (1972) 121-148 [doi:10.1016/S0079-8169(08)60364-5]
Gerard Murphy: §1.4 in: -algebras and Operator Theory, Academic Press (1990) [doi:10.1016/C2009-0-22289-6]
William Arveson, §3.3 of: A Short Course on Spectral Theory, Graduate Texts in Mathematics 209, Springer (2002) [doi:10.1007/b97227]
M. W. Wong: Fredholm Operators, ch. 20 of: An Introduction to Pseudo-Differential Operators, Series on Analysis, Applications and Computation 6, World Scientific (2014) 143-153 [doi:10.1142/9789814583091_0020]
Nora Doll, Hermann Schulz-Baldes, Nils Waterstraat: Bounded Fredholm Operators, Chapter 3 in: Spectral Flow — A Functional Analytic and Index-Theoretic Approach, Studies in Mathematics 94, De Gruyter (2023) [doi:10.1515/9783111172477, hdl:20.500.12657/63798]
Review:
Martin Schechter: Fredholm Operators and the Essential Spectrum, New York University Courant Institute (1965) [pdf]
(focus on their essential spectrum)
Martin Schechter: Basic theory of Fredholm operators, Annali della Scuola Normale Superiore di Pisa - Scienze Fisiche e Matematiche, Serie 3, 21 2 (1967) 261-280 [numdam:ASNSP_1967_3_21_2_261_0]
Ethan Y. Jaffe: Atkinson’s Theorem [pdf]
(focus on Atkinson's theorem)
Discussion of the space of Fredholm operators as a classifying space for topological K-theory (Atiyah-Jänich theorem):
Klaus Jänich: Vektorraumbündel und der Raum der Fredholm-Operatoren, Mathematische Annalen 161 (1965) 129–142 [doi:10.1007/BF01360851]
Michael Atiyah, Appendix of: K-theory, Harvard Lecture 1964 (notes by D. W. Anderson), Benjamin (1967) [pdf, pdf]
Michael Atiyah, §2 in: Algebraic Topology and Operators in Hilbert Space, in: Lectures in Modern Analysis and Applications I, Lecture Notes in Mathematics 103, Springer (1969) 101-121 [doi:10.1007/BFb0099987, pdf, pdf]
DSBW23 ch 8: Homotopy theory of Fredholm operators [pdf]
and variants that serve as classifying spaces also for KO-theory and in any degree:
Michael Atiyah, Isadore Singer: Index theory for skew-adjoint Fredholm operators, Publications Mathématiques de l’Institut des Hautes Scientifiques 37 1 (1969) 5-26 [doi:10.1007/BF02684885, pdf]
Max Karoubi: Espaces Classifiants en K-Théorie, Trans. Amer. Math. Soc. 147 (1970) 75-115 [doi:10.2307/1995218, jstor:1995218, Engl. transl: pdf]
and relation to twisted equivariant K-theory:
Michael Atiyah, Graeme Segal, §3 in: Twisted K-theory, Ukrainian Math. Bull. 1 3 (2004) [arXiv:math/0407054, journal page, published pdf]
Daniel Freed, Michael Hopkins, Constantin Teleman, §A.5 in: Loop Groups and Twisted K-Theory I, J. Topology 4 (2011) 737-789 [arXiv:0711.1906, doi:10.1112/jtopol/jtr019]
See also:
Wikipedia, Fredholm operator
Alexander Grothendieck; La théorie de Fredholm, Bulletin de la Société Mathématique de France 84 (1956) 319-384 [numdam:1956__84__319_0]
S. Rempel, B-W. Schulze, Index theory of elliptic boundary problems, Akademie–Verlag (1982)
A. S. Mishchenko, Векторные расслоения и их применения (Vector bundles and their applications), Nauka, Moscow, (1984) [MR87f:55010]
Lars Hörmander: The analysis of linear partial differential operators. III. Pseudo-differential operators, (1994, 2007)
Pietro Aiena, Fredholm and local spectral theory, with applications to multipliers, Springer (2004) [doi:10.1007/1-4020-2525-4]
Otgonbayar Uuye, A simple proof of the Fredholm Alternative [arxiv:1011.2933]
Marina Prokhorova, Spectral Sections, arXiv:2008.04672.
Marina Prokhorova, Spaces of unbounded Fredholm operators. I. Homotopy equivalences, arXiv:2110.14359.
Marina Prokhorova, The continuity properties of discrete-spectrum families of Fredholm operators, arXiv:2201.09869.
Marina Prokhorova, From graph to Riesz continuity, arXiv:2202.03337.
On Fredholm complexes:
On (the space of) self-adjoint Fredholm operators:
As a classifying space for topological K-theory , and (see at Atiyah-Jänich theorem):
Michael F. Atiyah, Isadore M. Singer: Index theory for skew-adjoint Fredholm operators, Publications Mathématiques de l’IHÉS 37 (1969) 5-26 [doi:10.1007/BF02684885, numdam:PMIHES_1969__37__5_0, pdf]
Max Karoubi: Espaces Classifiants en K-Théorie, Trans. Amer. Math. Soc. 147 (1970) 75-115 [doi:10.2307/1995218, jstor:1995218, Engl. transl: pdf]
More on the homotopy groups of this space:
Bernhelm Booß-Bavnbek, Krzysztof P. Wojciechowski: The Homotopy Groups of the Space of Self-Adjoint Fredholm Operators, §16 in: Elliptic Boundary Problems for Dirac Operators Mathematics: Theory & Applications, Birkhäuser (1993) 127-137 [doi:10.1007/978-1-4612-0337-7_16, pdf]
Hisham Sati, Urs Schreiber: The 3-Sphere of Self-Adjoint Fredholm Operators, §4.3.3 of: Orientations of Orbi-K-Theory measuring Topological Phases and Brane Charges, Part I of: Geometric Orbifold Cohomology, CRC Press (2026)
Specifically regarding their spectral flow:
Michael F. Atiyah, Vijay K. Patodi, Isadore M. Singer: Spectral asymmetry and Riemannian Geometry. I, Mathematical Proceedings of the Cambridge Philosophical Society 77 1 (1975) 43-69 [doi:10.1017/S0305004100049410]
(original mentioning, on p. 47-48, in the context of introducing the eta-invariant)
John Phillips: Self-Adjoint Fredholm Operators And Spectral Flow, Canadian Mathematical Bulletin 39 4 (1996) 460-467 [doi:10.4153/CMB-1996-054-4]
Alan Carey, John Phillips: Fredholm modules and spectral flow J. Canadian Math. Soc. 50 (1998) 673-718 [cms:10.4153/CJM-1998-038-x]
Bernhelm Booß-Bavnbek, Matthias Lesch, John Phillips: Unbounded Fredholm Operators and Spectral Flow, Canadian Journal of Mathematics 57 2 (2005) 225-250 [doi:10.4153/CJM-2005-010-1, arXiv:math/0108014]
Nils Waterstraat: Fredholm Operators and Spectral Flow [arXiv:1603.02009]
Robert Skiba, Nils Waterstraat: The Index Bundle for Selfadjoint Fredholm Operators and Multiparameter Bifurcation for Hamiltonian Systems [arXiv:2012.05691]
Nora Doll, Hermann Schulz-Baldes, Nils Waterstraat: Spectral Flow for Bounded Fredholm Operators, Chapter 4 in: Spectral Flow — A Functional Analytic and Index-Theoretic Approach, Studies in Mathematics 94, De Gruyter (2023) [doi:10.1515/9783111172477]
Last revised on November 15, 2025 at 07:30:32. See the history of this page for a list of all contributions to it.